FLC AML Compliance

How much confidence do you have in your current
Anti-Money Laundering Compliance Program?

The Bank Secrecy Act and SEC/NASD rules have placed additional regulatory burdens on firms over the past few years. The legislation has led to increased costs for many firms via staff increases, technology expenditures, and most importantly, opportunity costs.

FLC is prepared to assist firms in meeting their Anti-Money Laundering (“AML”) compliance obligations via:

• Qualified Independent testing of your AML Program
• AML Program training
• AML Compliance Program assessment, implementation, and review
• Drafting and reviewing AML policies and procedures
• Defining Customer Identification Provisions (“CIP”)
• Technology assistance

FLC and its staff are not affiliated with any SEC or FINRA registered entities. Prior to any engagement FLC performs a conflict of interest analysis in order to certify that we are fully qualified to conduct independent testing of your systems and provide certification of our independence.