With the House voting to approve the Wall Street Reform and Consumer Protection Act, some major regulatory reforms are on the horizon for Wall Street firms and the capital markets. These include the creation of the Consumer Financial Protection Agency (CFPA), a new Federal Insurance Office, new broad-based government powers to oversee large financial institutions posing a systemic risk, and new regulations and reforms for derivatives. The Senate is set to debate the House legislation and combine it with its own version in early 2010.

View Wall Street Reform and Consumer Protection Act

FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to broker-dealers, investment advisers, investment companies, hedge funds, and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. For more information about the firm, please visit www.frontlinecompliance.com.

FrontLine Compliance, LLC
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www.frontlinecompliance.com
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