 | |
 | The Chairman discusses various internal changes at the SEC to improve oversight, new proposed regulations for money market funds and investment advisers, as well as strengthening market surveillance and customer disclosures. FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to broker-dealers, investment advisers, investment companies, hedge funds, and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. For more information about the firm, please visit www.frontlinecompliance.com.
FrontLine Compliance, LLC |
 | |
Forward to a Friend
ShareThis