Speaker | Conference | Session | Date & Time | Location |
| Amy Lynch | SIFMA Small Firms Conference | "Identifying and Mitigating Risk in the Small Firm" | October 16
3:45-5:00 pm | Harbor Beach Marriott
Fort Lauderdale, FL |
| Amy Lynch | 2008 IA Watch Fall Compliance Conference | "Performance Advertising, Marketing and Distribution" | September 22
2:15-3:15 pm | Park Hyatt
Philadelphia, PA |
| Amy Lynch | BD Week Audio Conference on NASD Rule 2821 | "How to Comply with NASD Rule 2821 on Deferred Variable Annuities" | July 22
1:30-3:00 pm | Audio Conference |
| Amy Lynch | SIFMA 4th Annual Independent Firms Conference | "Senior Investors Issues: Regulatory Focus and Business Impact" | May 21
1:45-3:00 pm | Wyndham Chicago
Chicago, IL
|
| Amy Lynch | Catlin Consortium on Compliance and Regulation | "Regulatory Compliance Today" | April 3
9:15-9:45 am | Chateau Elan
Braselton, GA
|
| Amy Lynch | Financial Research Associates
Compliance &
Operational Best Practices for Hard-
to-Value Securities & Portfolios | "What Every CCO Needs
to Know: The Roadmap to Building an Effective Compliance Program" | March 18
1:30-2:45 pm | The Harvard Club
New York, NY |
| Amy Lynch | ALI-ABA Investment Adviser Regulation | "Advertising and
Marketing; Referral Relationships" | January 25
9:30-10:30 am | Fordham University School of Law
New York, NY |
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