OFFICE LOCATIONS

Washington, DC Metro Office
107 Royal Street, SW
Suite C
Leesburg, VA 20175
703-779-8860 (phone)
703-779-8099 (fax)

New York, NY Office
250 Park Avenue
7th Floor
New York, NY 10177
212-572-4883 (phone)
212-572-6499 (fax)

Careers at Frontline Compliance. Regulatory Experts. Compliance Consultants.

Careers at FrontLine Compliance - Join Our Team!

COMPLIANCE PROJECT MANAGER

We are currently seeking professionals with compliance project management experience. Experience in a management role overseeing multiple compliance professionals at the SEC, a SRO or state regulatory entity, and/or a SEC registered investment adviser, broker-dealer, or fund company is required for this position. Other applicants will not be considered.

Description:

Expanding, cutting edge compliance consulting firm is seeking skilled and energetic individuals to manage multi-faceted compliance projects. The Compliance Project Manager would manage teams of highly skilled compliance professionals and multiple client projects. The individual would be responsible for leading compliance teams, supervising team members, conducting reviews of work product, making recommendations, and ensuring timeliness and client acceptance of project deliverables.

Requirements:

The ideal candidate will have more than 10 years experience in the securities compliance industry with more than 5 years securities compliance management experience with a federal, state, or SRO regulatory entity and/or a SEC registered investment adviser, broker-dealer, or fund company. The individual should possess high-level experience in regulatory compliance matters and compliance program review, analysis and implementation. The candidate should have solid writing abilities and exceptional communication skills. Bachelor’s Degree in Finance, Business, Accounting, or related field required. Certified Regulatory Compliance Professional (CRCP) or equivalent certification desired.

We offer a competitive compensation rate based on the candidate’s level of experience. Relocation is not necessary. Some travel is required (less than 25 percent).

To be considered, please email your resume to careers@frontlinecompliance.com or fax to 703-779-8099.

FrontLine Compliance is an Equal Opportunity Employer. Qualified applicants will be considered without regard to race, religion, age, ancestry, national origin, sex, sexual orientation, marital status, disability, or medical condition.