FrontLine Compliance - Strategic Partners

Partner with FrontLine Compliance and expand your reach.

FrontLine Compliance has established strategic partnerships and alliances with the following select group of firms:
 

Pershing LLC is the industry's largest provider of global clearing services for a wide range of broker-dealer firms, including bank-affiliated, independent, institutional and self-directed broker-dealers.
 

Pershing Advisor Solutions LLC serves the needs of growth-minded registered investment advisers and offers a comprehensive range of institutional-quality global solutions including operational support, trading services and technology.
 

Catlin Group Limited is an international property and casualty insurer and leading global specialty insurer and reinsurer. Catlin provides creative risk management solutions and excellent financial security to clients worldwide, including professional liability insurance to broker-dealers and investment advisers.
 

UAT provides a new standard of fiduciary protection that enables Advisers to harness the power of their sub-advised platform. UAT’s Unified Compliance and Control System (UCCS) enables your firm to properly supervise your sub-advisors through pre- and post-execution transaction review, real-time compliance status reports, e-mail alerts, audit trails, and violation archives. UCCS prevents transactions that violate securities laws and account restrictions, significantly lowers brokerage costs, improves operational efficiency and ultimately, boosts investment performance and corporate profitability.
 

Our Strategic Partners service the following types of clients:

• Investment Advisers
• Broker-Dealers
• Hedge Funds
• Mutual Funds
• Insurance Affiliates

If you are interested in becoming a FrontLine Compliance Strategic Partner please contact Chip Arvantides at 888-518-8070 or info@frontlinecompliance.com.