VAST Program for Rule 2821 Compliance

Through the VAST program (for Variable Annuity Supervision & Training) FrontLine Compliance offers a package of customized procedures, training and recommendations to assist firms in complying with FINRA's new Rule 2821, effective May 5, 2008. Customized for each client's business model, VAST provides a comprehensive and practical approach to addressing the requirements of the Rule.

Key components of the VAST services are:

		Supervison policies and procedures to address sales and suitability requirements
		Principal review and approval guidance to meet the standards of this section of the Rule (delayed until August 4, 2008)
		Written policies and procedures as mandated by the Rule
		Training on the requirements of the Rule and features of variable annuities
		Advising on technology applications

Please complete this form and submit to learn more about FrontLine's VAST program.

First Name: *        Firm Name: * Last Name: * Firm Address 1: * Title: * Firm Address 2:     Email Address: *    City State Zip: *    Phone Number: *        Fax Number:

Firm Type: (check all that apply) Registered Broker-Dealer Registered Investment Adviser Dual Registrant Insurance Company Affiliate Investment Company Firm Size: $50 to $100 million $100 to $500 million $500 million to $1 billion Over $1 billion None of the above

Type of Products Sold: (check all that apply) Variable Annuities Variable Life Equity Indexed Annuities Fixed Annuities

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