March 10, 2010
Regulatory experts. Business leaders.

Our Services
FrontLine Compliance provides custom securities compliance services to the investment industry--broker-dealers, hedge funds, investment advisers, investment companies, and insurance companies.
Regulatory Response
Get your compliance audit from FrontLine Compliance.
Registration and Filings
FrontLine Compliance is your SEC compliance consulting firm.
Hedge Fund & Pooled Fund Services
The regulatory compliance experts at FrontLine Compliance provide compliance services to investment advisers.
AML Compliance
The regulatory compliance experts at FrontLine Compliance provide compliance services to investment advisers.
VAST - Rule 2330 Compliance
The regulatory compliance experts at FrontLine Compliance provide compliance services to investment advisers.
Mock Regulatory Audits & Compliance Evaluations
The regulatory compliance experts at FrontLine Compliance provide compliance services to investment advisers.
Customized Policies and Procedures

Annual Compliance Review

Forensic Testing of Compliance Functions

Litigation Support

Crisis Consulting

Government Services

Contact: 888-518-8070
info@frontlinecompliance.com



As compliance becomes the new good housekeeping seal of approval for investors, FrontLine Compliance Hedge Fund Edge will give your firm a critical edge over your competition.

FrontLine Compliance Hedge Fund and Pooled Fund Services

Registration Service and Compliance Package for Hedge Funds and Pooled Funds
 

Meet your regulatory requirements through our cost-effective registration and compliance services. FrontLine Compliance offers a comprehensive solution with long-term benefits under the new regulatory regime.
 

This registration and compliance service package was developed specifically for hedge funds, private equity funds, and venture capital funds to bring private fund managers into compliance with current regulations and any new rules developed under the Obama Plan. The program is designed to prevent, monitor for, and detect potential risk exposures in private funds and their advisers.
 

FrontLine Compliance’s program focuses on the new requirements and the high risk areas flagged as most problematic by regulators:

Satisfy the regulators now and keep your firm’s risk level in check.
 

Show the regulators that your firm has the necessary policies and procedures in place to prevent, monitor for, and detect any potential risks, and you'll breathe easier.
 

As compliance becomes the new "good housekeeping seal of approval" for investors, FrontLine Compliance will give your firm a critical edge over your competition. You can even use it as part of your due diligence package to prove to potential investors that your firm puts its investors interests first.
 

A totally customized solution designed to fit the needs of your specific hedge fund, private equity fund, or venture capital fund.
 

There is no "one size fits all" procedure for private funds. That's why FrontLine Compliance offers a unique, custom-crafted solution drawn from our considerable regulatory compliance and risk-management expertise.
 

Plus, the cost is substantially less than hiring a securities law firm or Big Four consulting firm. We'll review your particular needs and create and implement a series of compliance solutions specific to your business goals while satisfying the new regulatory requirements under the Obama Plan.
 

For other registration services click here.
 

Contact us today for a complimentary consultation!