ComplianceAlert

FAST Act amends Gramm-Leach-Bliley Act

On December 4, 2015, President Obama signed into law the Fixing America’s Surface Transportation Act (FAST Act).  Although the overall purpose of the FAST Act is not securities regulation, it has one very important impact on investment firms: every registered investment adviser, mutual fund, and broker-dealer currently distributing privacy notices is impacted by Section 75001…

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