ComplianceAlert

New NFA Cybersecurity Requirements

On March 1, 2016 the new NFA Information Systems Security Programs Rules take effect. The rules will require all CPO/CTA firms registered with the NFA to adopt new policies that will secure client data. The new Interpretive Notice has some flexibility built into it that allows firms to develop programs that are customized to their…

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FrontLine’s Expertise on Display at Industry-Leading Compliance Event

We will be exhibiting at IA Watch’s Annual Spring Conference, “IA Compliance: The Full 360° View,” Feb. 24-26 in Washington, DC.  Highlights of our participation include: Exhibit Booth with details on our full-range of services and support programs Information on our upcoming webinars and other education services Raffle to win a fitbit activity tracker Founder…

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Amy Lynch Speaks on SEC Exams at Industry-Leading Event

Founder and President Amy Lynch will be a featured speaker at IA Watch’s Annual Spring Conference, “IA Compliance: The Full 360° View,” Feb. 24-26 in Washington, DC. Amy will share her expertise in a panel discussion on achieving success with SEC exams at the industry-leading event.

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