FrontLine Co-Hosts Webinar “Trade Compliance Through the Lifecycle of a Trade”

We are co-hosting this webinar with IMP Consulting and NSCP.  Balancing the business needs of PMs and traders, in addition to dealing with the required risk parameters of accounts and trading regulations, presents a difficult task for compliance professionals today. Our panel of experts will discuss: Trade monitoring from the PM/Trading perspective Trade monitoring from…

Read More

FrontLine Co-Hosts Webinar “The CCO’s Expanding Role with Technology”

We are co-hosting this webinar with My Compliance Office (MCO). The webinar conversation will closely examine the various ways technology can impact the role of the CCO. Our panelists will discuss how a CCO can best determine which technology benefits certain compliance areas. The webinar will also identify the additional responsibilities a CCO must assume when…

Read More