BoardRoom: A Message from the President

Well, the Boardroom has been empty now for too long so it’s time to get back in session. This meeting is officially called to order by Amy Lynch. There is a true story that I don’t tell often enough. It’s the story of how my compliance career began over 20 years ago… In the mid…

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ComplianceAlert

FAQ on SEC’s New Share Class Exams

In July, the SEC’s National Exam Program issued a Risk Alert regarding its new 2016 Share Class Initiative, which has already begun. The following is an FAQ that addresses what you need to know now in order to prepare for a Share Class exam: What types of firms will the SEC visit? A. SEC registered…

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Amy Lynch to lead CCO Roundtable

FrontLine’s Founder & President Amy Lynch will be leading a discussion for a contingent of Chief Compliance Officers at a roundtable event to be held on July 13, 2016 in Richmond, VA. Amy will be providing key insights and training to the group on cybersecurity and  Business Continuity Plans (BCP).

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FrontLine’s Founder & President is “InvestmentNews Women to Watch” nominee

Amy Lynch is an “InvestmentNews Women to Watch” nominee for the publication’s annual list honoring female industry executives who exemplify the definition of true leaders and role models. Amy’s nomination bring attention to critical leadership positions in compliance and the important role of female executives in the investment industry.

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