SEC wrap fee enforcement continues for now; Amy Lynch discusses future impact (Law360 – Subscription Req’d)
FrontLine Compliance
Comp for GCs up; what about CCOs? Amy Lynch quoted (IGNITES – Subscription Req’d)
FrontLine Compliance
SEC fines firms for lapses in internal controls of fund fees and sales practices; Amy Lynch provides comments (IGNITES – Subscription Req’d)
FrontLine Compliance
Comments by Amy Lynch exclusively featured in story on proposed AML rule (CNBC)
FrontLine Compliance