Study alleges pricing fraud in bond funds; Amy Lynch on potential consequences (IGNITES – Subscription Req’d)

An academic study that analyzed funds with substantial holdings of structured products for over seven years found numerous instances of price mismarkings leading to inflated assets. The research was provided to the SEC more than two years ago. Amy Lynch, FrontLine’s Founder and President, explains that any SEC investigation of potential pricing fraud would likely be lengthy due to the complexity of the issue. Ms. Lynch further states that funds feeling pressure to outperform their…

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FrontLine’s industry leading ComplianceAlerts now available via text messaging

New and current subscribers of FrontLine’s popular ComplianceAlerts are now able to receive the complimentary alerts instantly via text messaging, as well as by email. New subscribers can sign up to receive the ComplianceAlerts by completing our Contact form. Current subscribers simply need to update their ComplianceAlert preferences by adding their mobile number (see a prior email from FrontLine)  Also, see our UpFront page for more alerts, breaking news, events and regulatory updates.…

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