SEC’s Gensler names several key areas for private fund exams (FundFire)
FrontLine Compliance
SEC Chairman Gary Gensler has outlined a number of areas he expects to be a focus for exams of hedge funds and other private funds. Whether Gensler plans to put the hammer down on private funds remains to be seen, but he has put the industry on notice explains FrontLine’s Founder and President Amy Lynch. Providing the lead quotes, Ms. Lynch describes Gensler’s public comments coinciding with SEC issued risk alerts as a signal that…
