Amy Lynch a featured presenter at top industry event

Founder and President Amy Lynch will be a featured speaker at NSCP’s 2022 National Conference, October 17-19 at the Gaylord National Hotel in National Harbor, Maryland. On October 17th, Ms. Lynch will offer her expertise as part of a three person panel discussing the governance, compliance, operations, and recordkeeping issues for investment firms that are part of a holding company structure. She will also discuss the responsibilities of the holding company model when its subsidiaries…

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Coordinating teams on marketing rule changes is vital (FundFire)

The complexity of the SEC’s new marketing rule requires a coordinated effort by different departments and teams to deal with required changes to marketing materials. Hedge funds and other private fund managers reviewing the rule requirements are finding achieving compliance is not a simple process, states FrontLine’s Founder and President Amy Lynch. She explains that compliance, legal, marketing and investor relations may all need to be involved at these firms to get materials up to…

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