FrontLine’s Founder and President Amy Lynch appeared on “Bloomberg Markets” for a live interview discussing the SEC’s role following the collapses of Silicon Valley Bank and Signature Bank. Ms. Lynch provides insight on why the SEC will be looking closely at the recent events and reviewing the banks’ Rule 10b5-1 plans to see how bank…
In the wake of SVB’s failure, many VC and PE firms are scrambling to establish other bank accounts vital to operating their businesses and funding the companies they back. Despite the Federal government stepping in to backstop deposits, many questions for the industry remain. In the lead quotes, FrontLine’s Founder and President Amy Lynch explains…
In their recent Investor Advisory Committee meeting, the SEC made it clear that it has an aggressive goal to increase its examination frequency within the next six months. With its current levels of staff and resources, coupled with the continued growth in the number of registered investment advisers, the SEC faces challenges. It will seek…
As the SEC’s ESG rules move closer to finalization, reporting requirements to achieve compliance with the rules are being closely scrutinized by money managers. The required data reporting would likely have a large impact on private funds, including real estate and infrastructure fund managers. According to Amy Lynch, FrontLine’s Founder and President, the proposed rules…
