Amy Lynch Q&A on SEC exams, new initiatives (ThinkAdvisor)

As a compliance professional for over 25 years, FrontLine’s Founder and President Amy Lynch has seen many SEC administrations come and go. Not since the 1990s has she seen such an aggressive regulator as today’s SEC with Chairman Gary Gensler at the helm. A Q&A exclusively featuring Ms. Lynch offers her insights on the current SEC and its agenda of examinations and rulemaking. She encourages firms to do the work necessary to prepare for a…

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