Founder and President Amy Lynch will be a featured speaker at NSCP’s 2022 National Conference, October 17-19 at the Gaylord National Hotel in National Harbor, Maryland. On October 17th, Ms. Lynch will offer her expertise as part of a three person panel discussing the governance, compliance, operations, and recordkeeping issues for investment firms that are part of a holding company structure. She will also discuss the responsibilities of the holding company model when its subsidiaries are regulated entities, including resource sharing, oversight obligations, intercompany and shared services contracts, overlapping regulatory requirements, and strategies for achieving compliance efficiencies. To attend the “2022 NSCP National Conference,” register here.
Amy Lynch a featured presenter at top industry event
FrontLine Compliance
