FrontLine consultant team presents in webinar on key compliance drivers to maintain market integrity

Founder and President Amy Lynch and Senior Consultant, Giselle Casella, will be presenting “Maintaining Market Integrity in Today’s Regulatory Environment,” hosted by MyComplianceOffice Webinars. The live webinar will take place on May 7, 2020 at 12:00pm EST, and will cover compliance challenges imposed by the COVID-19 environment. New regulatory guidance and exemptions will be reviewed, and high…

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Podcast interview with Amy Lynch on regulatory response to COVID-19

Founder and President Amy Lynch was exclusively interviewed as the featured compliance expert in a recent industry podcast. The timely podcast centers on the regulatory impact of the coronavirus pandemic. Here she discusses SEC and FINRA emergency relief measures and the related guidance provided to registered firms. Responding to questions on the specific regulatory relief…

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Amy Lynch a featured presenter for webinar “IA/IC – Records Management”

Founder and President Amy Lynch will be a featured presenter for NSCP’s upcoming webinar “IA/IC – Records Management.” Based on the popular and well-attended session at NSCP’s 2019 National Conference, on February 20th at 2:00pm, Ms. Lynch will share her expertise on books and records compliance as part of a two person panel. The webinar…

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Amy Lynch Speaks on Books and Records Compliance at Annual Industry Event

Founder and President Amy Lynch will be a featured speaker at NSCP’s 2019 National Conference, October 21-23 in Baltimore, MD. On October 23rd, Ms. Lynch will offer her expertise as part of a two person panel discussing best practices for records management programs to ensure they are in compliance with investment adviser and investment company…

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CCO and General Counsel Event Co-Hosted by FrontLine

FrontLine Compliance recently held a complimentary small group networking event for CCOs and General Counsel from New York City-based private fund and institutional firms. Co-hosted with Crystal FI, the fully attended event featured a professional networking segment that included wine tasting of Italian wines, followed by a sit-down dinner of Italian cuisine. The event took…

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