Amy Lynch featured in podcast on regulatory scope of SPACs

As the popularity of SPACs has skyrocketed, so has the regulatory scrutiny of the SEC. Covering various aspects of the recent rise in SPACs, FrontLine’s Founder and President Amy Lynch was exclusively interviewed in a recent industry podcast hosted by The Ground Up Podcast series. In the timely event, Ms. Lynch provides a detailed description…

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Webinar with Amy Lynch on best practices for new advertising rule compliance

FrontLine’s Founder and President Amy Lynch was a featured regulatory expert, joining a webinar panel to discuss the SEC’s new advertising rule. Rule 206(4)-1 was the subject of a recent webinar hosted by ThinkAdvisor and attended by over 400 industry professionals. Ms. Lynch presented a thorough overview of the new rule and highlighted its key…

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Podcast featuring Amy Lynch on prospects for family office regulation

In this industry podcast, FrontLine’s Founder and President Amy Lynch was exclusively interviewed on what the SEC may be considering in the wake of the Archegos fallout. Ms. Lynch reviews the events surrounding the failure of Archegos and how it has provided the SEC with the rationale to now scrutinize family offices. She responds to…

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Podcast Q&A featuring Amy Lynch on new advertising rule

Discussing various aspects of the SEC’s new advertising rule, FrontLine’s Founder and President Amy Lynch was exclusively interviewed in a recent industry podcast. In the timely event, Ms. Lynch provides important and practical guidance on the new rule. She responds to a series of questions on what the new rule means for certain types of…

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Amy Lynch presents on trade compliance

FrontLine’s Founder and President Amy Lynch is a featured speaker at NSCP’s 2020 National Compliance Conference, to be held as a virtual event, October 19-21. On October 20th, Ms. Lynch will offer her expertise as part of a three person panel that will discuss best practices and requirements to ensure trade compliance for institutional asset…

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