Amy Lynch presents on trade compliance

FrontLine’s Founder and President Amy Lynch is a featured speaker at NSCP’s 2020 National Compliance Conference, to be held as a virtual event, October 19-21. On October 20th, Ms. Lynch will offer her expertise as part of a three person panel that will discuss best practices and requirements to ensure trade compliance for institutional asset…

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Amy Lynch a featured panelist for webinar on how to best derive value from the annual review

Founder and President Amy Lynch is a featured presenter for an upcoming webinar, “Annual Review – Keeping it Fresh,” which will discuss ways to ensure a thorough review that provides measurable value for a firm’s compliance. Helpful tips and tools will be provided, plus examples of processes used by FrontLine Compliance and the expert industry…

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Amy Lynch discusses future of compliance as guest on “Appway Chats: Thinking Out Loud”

In this informative and timely video chat, Founder and President Amy Lynch speaks with Andrew (Andy) Besheer, head of North America at Appway. The discussion centers on the new remote work environment and how that changes the traditional employee-supervisor interaction, as well as ways the CCO and their compliance staff can maintain effective oversight. Amy…

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FrontLine consultant team presents in webinar on key compliance drivers to maintain market integrity

Founder and President Amy Lynch and Senior Consultant, Giselle Casella, will be presenting “Maintaining Market Integrity in Today’s Regulatory Environment,” hosted by MyComplianceOffice Webinars. The live webinar will take place on May 7, 2020 at 12:00pm EST, and will cover compliance challenges imposed by the COVID-19 environment. New regulatory guidance and exemptions will be reviewed, and high…

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Podcast interview with Amy Lynch on regulatory response to COVID-19

Founder and President Amy Lynch was exclusively interviewed as the featured compliance expert in a recent industry podcast. The timely podcast centers on the regulatory impact of the coronavirus pandemic. Here she discusses SEC and FINRA emergency relief measures and the related guidance provided to registered firms. Responding to questions on the specific regulatory relief…

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