UpFront » Events

FrontLine Compliance’s Amy Lynch brought her extensive compliance background and SEC expertise as a panel presenter at ALI CLE’s Life Insurance Company Products 2025 Conference on November 14, 2025 in Washington, DC. Joining regulators, legal experts, and compliance leaders, Ms. Lynch spoke on a three-person panel, covering the latest regulatory focus areas for SEC-registered insurance products in the session, “New Developments in the SEC and FINRA Examinations Programs.” With the SEC previously shutdown, FrontLine’s Founder…

Founder and President Amy Lynch has been selected as a featured speaker for the NSCP’s Educational Seminars series. Ms. Lynch will present on the SEC’s Marketing Rule and its recent developments in a virtual event taking place on May 3rd from 12:00pm to 1:15pm EST. She will offer her expertise as part of a three person panel discussing the impact of the Rule since its compliance date and how firms have fared in overcoming challenges…

In this industry podcast, FrontLine’s Founder and President Amy Lynch was exclusively interviewed on the SEC’s current regulatory agenda and rulemaking initiatives. A former regulatory insider, Ms. Lynch provides insight on what the industry can soon expect from the SEC’s oversight of ESG, its new Marketing Rule and private funds. She also discusses the recent Custody Rule proposal and its relevance for the cryptocurrency industry. Finally, Ms. Lynch goes into depth about the SEC’s rulemaking…

Founder and President Amy Lynch will be a featured speaker at NSCP’s 2022 National Conference, October 17-19 at the Gaylord National Hotel in National Harbor, Maryland. On October 17th, Ms. Lynch will offer her expertise as part of a three person panel discussing the governance, compliance, operations, and recordkeeping issues for investment firms that are part of a holding company structure. She will also discuss the responsibilities of the holding company model when its subsidiaries…

Regulatory risk facing hedge funds and other private fund advisers is only expected to grow as the SEC and global regulatory authorities seek more expansive regulations. FrontLine’s Founder and President Amy Lynch is a featured US regulatory expert in this edited version of the recent Hedgeweek webinar “Regulatory Risk: Confronting the New Global Hedge Fund Compliance Challenges.” Ms. Lynch discusses details of recent SEC rule proposals and other global regulatory changes. She further offers expert…