CCO and General Counsel Event Co-Hosted by FrontLine

FrontLine Compliance recently held a complimentary small group networking event for CCOs and General Counsel from New York City-based private fund and institutional firms. Co-hosted with Crystal FI, the fully attended event featured a professional networking segment that included wine tasting of Italian wines, followed by a sit-down dinner of Italian cuisine. The event took…

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Amy Lynch a featured speaker for webinar “Prepping Your 2018 SEC Exam Cheat Sheet”

Founder and President Amy Lynch has been selected to speak on the SEC’s recently released 2018 exam priorities. Ms. Lynch will participate as a panelist during the upcoming webinar, “Prepping Your 2018 SEC Exam Cheat Sheet,” hosted by IGNITES and its Exchange webinar series. She will discuss highlights of this year’s SEC exam priorities document and…

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FrontLine Showcases its Private Fund Expertise at Hedge Fund Event

We will be sponsoring and exhibiting at Corporate Counsel’s “Hedge Fund General Counsel and Compliance Officer Summit,” Oct. 4-5 in New York City. Highlights of our participation include: Exhibit Booth with display and handouts on our full-range of private fund services and support programs Find out how we continuously achieve successful results assisting our clients…

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Amy Lynch sits down with the SEC

Recent Washington, DC Roundtable event sheds light on SEC agenda Last week, FrontLine’s Amy Lynch directed a series of questions to Mark Dowdell, the Assistant Regional Director of the Philadelphia Office of the SEC.  Here’s a sampling of what was revealed: The SEC is currently conducting risk analyses of firms and ranking registrants based on…

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Amy Lynch Speaks on SEC Scrutiny of Wrap Fee Programs at Annual Compliance Event

Founder and President Amy Lynch will be a featured speaker at IA Watch’s Annual Spring Conference, “IA Compliance: The Full 360° View,” April 5-7 in Washington, DC. Amy will offer her expertise as part of a two person panel discussing wrap fee program concerns identified by SEC and successful ways to monitor these programs. To attend…

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