Prepare now for the new Private Fund Rule requirements. Our one-of-a-kind compliance and risk-management solutions will favorably position your private fund adviser to the SEC as well as your investors. Whether a private equity fund, hedge fund or other private fund, we will create a completely customized program for you based on your needs and resources. Here’s a snapshot of just some of the services that can be included in our support program for your firm:

We’ll conduct a GAP Analysis of your current compliance program for private funds in relation to the new Private Fund Rule, to include:

  • GAP Analysis findings and recommendations in a written matrix report
  • Provide updates to compliance oversight and review processes
  • Review investor offering documents, agreements, side letters, and any valuation opinion letters for compliance with the new Rule
  • Provide updates to your Compliance Manual and other stand-alone policies and procedures, as needed

Additional Support Services Include:

  • Remote, continuous risk-based testing with Annual Compliance Review
  • Review of your BCP and cybersecurity protocols
  • Regulatory filings, including Form PF
  • Trade reviews, as applicable
  • Firm comprehensive Risk Assessment
  • SEC exam prep and assistance
  • Advertising and marketing reviews, including pitch decks
  • Web-based employee training

All FrontLine Edge services include:

  • Frequent collaboration through scheduled calls and/or video meetings
  • Ongoing access to our top executives with 24-hour response time for timely advising and Q&A
  • Roster of seasoned private fund compliance experts comprised of former SEC regulators and CCOs, each with 15+ years’ experience
  • Access to our secure, encrypted project management system

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