One-of-a-kind compliance and risk-management solutions that favorably position your private fund adviser to the SEC as well as your investors. Whether a hedge fund, private equity fund or other private fund, we’ll create a completely customized program for you based on your needs and resources. Here’s a snapshot of just some of the services that can be included in our support program for your firm:
- Strategic review of your current compliance program for private funds
- Update Compliance Manual and other stand-alone policies and procedures
- Remote, continuous risk-based testing with Annual Compliance Review
- Review of your BCP and cybersecurity protocols
- Regulatory filings, including Form PF
- Trade reviews
- Off-site Gap Analysis with Risk Assessment
- SEC exam prep and assistance
- Advertising and marketing reviews, including pitch decks
- Web-based training
All FrontLine Edge services include:
- Frequent collaboration through scheduled conference calls and video meetings
- Ongoing access to our top executives with 24-hour response time for timely advising and Q&A
- Roster of seasoned compliance experts comprised of former SEC regulators and CCOs, each with 15+ years’ experience
- Access to our secure, encrypted project management system
Contact us to make the smooth transition to a FrontLine Edge program that will be structured to precisely meet your needs.