One-of-a-kind compliance and risk-management solutions that favorably position your private fund adviser to the SEC as well as your investors. We’ll create a completely customized program for you based on your needs and resources. Here’s a snapshot of just some of the services that can be included in our support program for your firm:

  • Strategic review of your current compliance program
  • Update Compliance Manual and other stand-alone policies and procedures
  • Remote, continuous risk-based testing with Annual Compliance Review
  • Review of your BCP and cybersecurity protocols
  • Regulatory filings, including Form PF
  • Trade reviews
  • Off-site Gap Analysis with Risk Assessment
  • SEC exam prep and assistance
  • Advertising and marketing reviews, including pitch decks
  • Web-based training

All FrontLine Edge services include:

  • Frequent collaboration through scheduled conference calls and video meetings
  • Ongoing access to our top executives with 24-hour response time for timely advising and Q&A
  • Roster of seasoned compliance experts comprised of former SEC regulators and CCOs, each with 15+ years’ experience
  • Access to our secure, encrypted project management system

Contact us to make the smooth transition to a FrontLine Edge program that will be structured to precisely meet your needs.