FrontLine’s tips for managing compliance remotely in feature story (Private Funds CFO)

SEC exams are still occurring despite the COVID-19 environment, and FrontLine Compliance has been out front issuing guidance for CCOs and their compliance programs on how to stay prepared. FrontLine’s tips for the remote CCO, “How the Remote CCO Succeeds,” has been featured as providing important and effective ways for CCOs and their staff to keep their compliance programs on track despite challenging times. For private fund advisers, that means first and foremost compliance ensures the valuations process for its portfolios is being maintained. Other top areas for CCOs and compliance to focus efforts include firm data security, employees access to critical systems, communications with employees, including supervisors, and conducting oversight and training. See Private Funds CFO (free view through sign-in), “FrontLine’s tips for managing compliance remotely”