In this industry podcast, FrontLine’s Founder and President Amy Lynch was exclusively interviewed on the SEC’s current regulatory agenda and rulemaking initiatives. A former regulatory insider, Ms. Lynch provides insight on what the industry can soon expect from the SEC’s oversight of ESG, its new Marketing Rule and private funds. She also discusses the recent Custody Rule proposal and its relevance for the cryptocurrency industry. Finally, Ms. Lynch goes into depth about the SEC’s rulemaking process and the lengthy steps the regulator takes to rule finalization, including conducting exams to ensure compliance.
Listen to the Real Assets Adviser Podcast, “Inside the mind and actions of the SEC”
Also, see our BoardRoom blog piece, “Inside the mind of the SEC”