Founder and President Amy Lynch was recently profiled in a video interview with Nasdaq Trade Talks. Ms. Lynch discusses her background and the founding of FrontLine Compliance before delving into her guidance for CCOs and compliance staff in the remote work environment. She offers expert advice for managing compliance remotely and provides crucial “tips” for CCOs to utilize while firm employees are working from home during COVID-19. These include recommending that CCOs routinely check in with their IT staff on remote technology use and adherence to the BCP, conduct frequent monitoring of remote employee communications, and provide training sessions on relevant policies and risks associated with remote work. Ms. Lynch encourages CCOs to be proactive and help lead their firms through this challenging period.
Also See FrontLine’s UpFront BoardRoom discussion piece, “How the Remote CCO Succeeds.”
To view the video, See Nasdaq Trade Talks, “Tips For The Remote Chief Compliance Officer With Firms Operating in a WFH Environment”