The SEC’s budget request; Amy Lynch discusses impact on adviser exams (InvestmentNews)

Amy Lynch, Founder and President - FrontLine Compliance
Amy Lynch, Founder and President – FrontLine Compliance

Founder and President Amy Lynch comments on how the SEC will attempt to do more exams without substantially increasing resources. She expects the SEC to have a more disciplined approach, relying on technology and data to target firms for exams. See InvestmentNews, “SEC budget request could make it harder for agency to increase adviser exams