Keeping up with all of the changing rules and regulations in the compliance industry can be a full-time job. We help you by sifting through what matters and giving you the timely guidance, postings and news you need.
Hedge funds, as well as many other investment advisers, face a flood of new and proposed rules in the months ahead. With SEC guidance more likely to occur after the rules are finalized, compliance teams should be stepping up their firm’s preparation. The November 4th compliance date for the SEC’s new marketing and advertising rule…
Since the beginning days of the COVID pandemic, remote work for employees became the norm and continues today. Now that money managers have accepted the role of remote work, and faced with a likely recession, they are seizing the benefits of outsourced services in lieu of internal hires. Amy Lynch, Founder and President of FrontLine,…
Regulatory risk facing hedge funds and other private fund advisers is only expected to grow as the SEC and global regulatory authorities seek more expansive regulations. FrontLine’s Founder and President Amy Lynch is a featured US regulatory expert, joining an international webinar panel to discuss details of recent SEC rule proposals and other global regulatory…
Challenges lie ahead for the investment industry to keep pace with the greatest volume of SEC rule and regulatory changes seen in several years. The SEC’s planned roll out of its agenda in an expedited fashion has compliance departments scrambling and critics objecting. FrontLine’s Founder and President Amy Lynch describes the large number of rules…
“Outsourced services were born out of a crisis,” states Amy Lynch, FrontLine’s Founder and President. Ms. Lynch has the lead comments in Institutional Investor‘s coverage of what an impending recession would mean for Wall Street firms and their ability to maintain back office functions, such as compliance, operations, IT and accounting. Compliance provided as an…