Amy Lynch a featured panelist for webinar on how to best derive value from the annual review

Founder and President Amy Lynch is a featured presenter for an upcoming webinar, “Annual Review – Keeping it Fresh,” which will discuss ways to ensure a thorough review that provides measurable value for a firm’s compliance. Helpful tips and tools will be provided, plus examples of processes used by FrontLine Compliance and the expert industry…

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Virtual due diligence of money managers is the new norm, for now (FundFire)

Due diligence of money managers by investment consultants is being tweaked to accommodate a now necessary off-site, remote process. Achieving an effective and comprehensive review during the pandemic has required shifting to a virtual process that now includes video conferencing, expanded document reviews, secure data sharing and more reference and background checks. Amy Lynch, FrontLine’s…

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Compliance with fund of funds regulations requires watchful eye (IGNITES)

A prior SEC case against a large mutual fund sponsor shows the complexities of complying with regulations limiting funds’ investments in ETFs. Traditionally, the SEC has required fund companies to have a robust pre-trade compliance process to ensure compliance with rules on investments in other funds. According to FrontLine’s Founder and President Amy Lynch, it…

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Amy Lynch discusses future of compliance as guest on “Appway Chats: Thinking Out Loud”

In this informative and timely video chat, Founder and President Amy Lynch speaks with Andrew (Andy) Besheer, head of North America at Appway. The discussion centers on the new remote work environment and how that changes the traditional employee-supervisor interaction, as well as ways the CCO and their compliance staff can maintain effective oversight. Amy…

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